University of Pennsylvania Journal of Business Law

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How Portfolio Netting Deters Diversification and Competition in the Derivatives Industry

Ilya Beylin

1

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The Class Certification of Exchange-Listed Options in Securities Class-Action Litigation

Don M. Chance, Onnig H. Dombalagian, and Steven Feinstein

71

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Capital Formation, The SEC, and Accredited Investors

Neal F. Newman, Lawrence J. Trautman, and Brian Elzweig

130

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ESG Regulatory Framework for Asset Managers in the EU, UK, US, and Singapore: The Role of Social Knowledge and Value Judgement in the Asset Managers ESG Business Strategy

Andrea Savi and Anastasiya Ostrovnaya

172

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The Rationale for Nonprofit Organizations

Yumiao Wang

236

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Broker-Dealer Blues: A Comparison of SEC, FINRA, and CFTC Retail Investor Regulation with Historical Approaches in Antitrust and Telecommunications Regulation

Arpan Chakrabarti

310